REGULATORY INFORMATION

SUMMARY

As a portfolio management company, Norman K. Asset Management is subject to strict regulatory obligations aimed at ensuring transparency, investor protection, and adherence to ethical standards.

As a financial actor, we are obliged to comply with standards and regulations established by the Financial Markets Authority. These regulations ensure investor protection and the stability of financial markets.

The information contained on this website is not intended to be used in any country or jurisdiction or by persons for whom such use would constitute a violation of the law.

The information on the pages of this website should not be considered as an offer or invitation to make investments or invest in the funds mentioned herein by any person in any jurisdiction where such offer or invitation would be considered illegal or where the person making this offer or invitation is not qualified to do so or to any person to whom it is illegal to make such an offer or invitation.

IMPORTANT INFORMATION FOR US CITIZENS/RESIDENTS

The funds distributed by Norman K. Asset Management are not offered for sale in the United States of America, its territories or possessions, nor to any US citizen, including citizens of the United States of America and US legal entities.

MAIN INVESTMENT RISKS

Past performance does not guarantee future performance, which may fluctuate both upward and downward.

Market and currency fluctuations, economic conditions, may cause the capital value of investments and resulting income to rise or fall. Investors may not recover the initially invested amounts.

Tax treatment depends on each investor’s personal situation and may be subject to changes. It is recommended that every investor seek specific advice from a professional advisor before making an investment decision.

All information presented on the following pages is derived from sources considered reliable. However, neither Norman K. Asset Management nor the authors of this site accept any responsibility for any direct or indirect loss arising from anyone’s use of the information contained therein.

Financial investment includes (but is not limited to) the following risks:

Capital loss risks
Risks of losing an amount of capital invested in financial instrument(s).
Interest rate risks
Risks resulting from a variation in interest rates, either up or down.
Credit risks
Risks related to the default capacity of a counterparty.
Liquidity risks

When you invest, you must be aware that the money you have placed may not be available in the short term. The underlying assets of financial instruments may become illiquid during the product’s lifespan, resulting in price disparities.

Risks related to the valuation of portfolio securities

A valuation at a given moment may not reflect the price received for a subsequent sale of said securities.

It is essential for every investor to understand these risks before making financial decisions.

REGULATORY DOCUMENTS

Norman K. Asset Management provides you with key documents to inform you about several of our policies. Please click on the links below to view these documents in PDF format:

ESG Policy
Customer Complaint Handling Policy
Conflict of Interest Prevention Policy
Remuneration Policy
Shareholder Engagement Policy
Selection and Execution Policy
LEC 29 Report Publication
RTS 28 Report Publication (GSM, RTO)

We recommend that you take the time to carefully read these documents to understand our practices, your rights as an investor, and the procedures to follow in case of complaints.

Feel free to contact us if you have any questions or need more information. We are here to assist you in your investment journey.

Thank you for your trust.

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